Security-Based Swap Dealer de Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (Us Securities and Exchange Commission Regulation) (Sec) (2018 E

<p>The Law Library presents the complete text of the Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).</p><p>Updated as of May 29, 2018</p><p></p><p>The Securities and Exchange Commission ("SEC" or "Commission") is adopting amendments to Exchange Act rules 3a71-3 and 3a71-5 that address the application of the de minimis exception to security-based swap transactions connected with a non-U.S. person's security-based swap dealing activity that are arranged, negotiated, or executed by personnel of such person located in a U.S. branch or office, or by personnel of such person's agent, located in a U.S. branch or office.</p><p></p><p>This ebook contains: </p><p>- The complete text of the Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)</p><p>- A dynamic table of content linking to each section</p><p>- A table of contents in introduction presenting a general overview of the structure</p><p></p>